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In the Matter of the California Air Resources Board Notice of Violations Against Michigan Manufacturer: The client, a Michigan manufacturer of aftermarket Electronic Control Units (ECUs), received an investigation notice from the California Air Resources Board, known as CARB, or ARB. ARB commenced an... Read More

In the Matter of the California Department of Insurance Accusation Against Insurance Agent: The California Department of Insurance filed an Accusation against a Los Angeles based Insurance company. The client previously received FINRA discipline due to failing to report unpaid debts. The... Read More